| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| NEW REGION SECURITIES COMPANY LIMITED | RO | Advising on securities | 2021-05-31 | - |
| RO | Asset management | 2021-05-31 | - | |
| RO | Dealing in securities | 2008-02-15 | - | |
| Rep | Advising on corporate finance | 2003-04-01 | 2005-02-01 | |
| Rep | Advising on securities | 2003-04-01 | 2005-02-01 | |
| Rep | Asset management | 2003-04-01 | 2005-02-01 | |
| Rep | Dealing in securities | 2003-04-01 | 2008-02-15 |
No HKMA registrations in the collected records.