Personnel Hong Kong SFC License Details (ID 80568)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2020-05-18	-
Holly International Financial Holdings Limited	RO	Dealing in securities	2017-01-10	2020-03-16
	RO	Dealing in futures contracts	2012-06-29	2020-03-16
Future Growth Financial Services Limited	RO	Dealing in futures contracts	2011-02-10	2012-04-15
	RO	Dealing in securities	2011-02-10	2012-04-15
	Rep	Dealing in futures contracts	2010-12-06	2011-02-10
	Rep	Dealing in securities	2010-12-06	2011-02-10
Ark Securities (Hong Kong) Limited	Rep	Asset management	2009-10-09	2010-03-11
	RO	Advising on securities	2009-06-29	2010-11-22
	RO	Dealing in securities	2009-06-29	2010-11-22
PROVIDENT FUTURES (HONG KONG) LIMITED	RO	Advising on futures contracts	2009-06-29	2010-11-22
	RO	Dealing in futures contracts	2009-06-29	2010-11-22
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2008-03-07	2009-06-29
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-03-07	2009-06-29
CMC Markets Asia Limited	Rep	Leveraged foreign exchange trading	2006-02-20	2008-01-08
ADMIS Hong Kong Limited	Rep	Dealing in securities	2005-06-21	2006-02-17
REFCO FOREX LIMITED	Rep	Leveraged foreign exchange trading	2003-11-08	2006-02-10
ADMIS Hong Kong Limited	Rep	Asset management	2003-04-01	2004-09-25
	Rep	Advising on futures contracts	2003-04-01	2005-04-11
	Rep	Dealing in futures contracts	2003-04-01	2006-02-17