Personnel Hong Kong SFC License Details (ID 80580)

Personnel Hong Kong SFC License Details (ID 80580)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Future Growth Financial Services Limited	Rep	Dealing in futures contracts	2011-01-31	2011-11-09
	Rep	Dealing in securities	2011-01-31	2011-11-09
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-11-28	2011-01-16
	Rep	Dealing in securities	2008-11-28	2011-01-16
	Rep	Leveraged foreign exchange trading	2008-09-26	2011-01-16
MF Global Hong Kong Limited	Rep	Leveraged foreign exchange trading	2008-06-06	2008-09-06
Rakuten Securities Hong Kong Limited	Rep	Leveraged foreign exchange trading	2007-05-02	2008-01-04