Personnel Hong Kong SFC License Details (ID 80582)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
C.M. Capital Advisors (HK) Limited	RO	Advising on securities	2022-06-08	2025-05-02
	RO	Asset management	2022-06-08	2025-05-02
	Rep	Advising on securities	2022-01-03	2022-06-08
	Rep	Asset management	2022-01-03	2022-06-08
CUPOLA CAPITAL LIMITED	RO	Advising on securities	2018-09-17	2022-01-01
	RO	Asset management	2018-09-17	2022-01-01
	Rep	Advising on securities	2018-07-18	2018-09-17
	Rep	Asset management	2018-07-18	2018-09-17
GREAT BAY SECURITIES LIMITED	RO	Advising on securities	2018-02-14	2018-07-04
	RO	Asset management	2017-11-20	2018-07-04
RHB ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2016-01-12	2017-11-19
	Rep	Asset management	2016-01-12	2017-11-19
	Rep	Dealing in securities	2016-01-12	2017-11-19
Foundation Asset Management (HK) Limited	Rep	Asset management	2014-09-19	2015-12-31
VC BROKERAGE LIMITED	Rep	Advising on securities	2014-04-29	2014-09-15
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2012-08-10	2014-04-23
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2012-08-10	2014-04-23
	Rep	Dealing in securities	2012-08-10	2014-04-23
Future Growth Financial Services Limited	Rep	Dealing in futures contracts	2011-07-11	2012-06-19
	Rep	Dealing in securities	2011-07-11	2012-06-19