Personnel Hong Kong SFC License Details (ID 80583)

Personnel Hong Kong SFC License Details (ID 80583)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Transfer Capital Investment Limited	RO	Dealing in securities	2018-12-11	2019-12-05
	Rep	Dealing in securities	2018-12-06	2018-12-11
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2018-11-30
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-09-18	2018-11-30
KGI ASIA LIMITED	Rep	Dealing in securities	2014-03-05	2017-10-02
KGI WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2014-03-05	2017-10-02
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2014-01-23	2014-02-18
Future Growth Financial Services Limited	Rep	Dealing in futures contracts	2011-08-08	2012-03-31
	Rep	Dealing in securities	2011-08-08	2012-03-31