| Clearwater Asset Management Limited | RO | Advising on securities | 2025-06-24 | - |
| RO | Asset management | 2025-06-24 | - |
| Rep | Advising on securities | 2025-06-11 | 2025-06-24 |
| Rep | Asset management | 2025-06-11 | 2025-06-24 |
| Kietex Capital Limited | Rep | Advising on securities | 2025-04-03 | 2025-05-25 |
| Rep | Asset management | 2025-04-03 | 2025-05-25 |
| Win Win Asset Management (HK) Limited | RO | Advising on securities | 2024-08-20 | 2024-11-04 |
| RO | Asset management | 2024-08-20 | 2024-11-04 |
| Rep | Advising on securities | 2024-08-13 | 2024-08-20 |
| Rep | Asset management | 2024-08-13 | 2024-08-20 |
| Kietex Capital Limited | RO | Advising on securities | 2020-11-04 | 2024-08-05 |
| RO | Asset management | 2020-11-04 | 2024-08-05 |
| Rep | Asset management | 2020-10-29 | 2020-11-04 |
| Runlin Asset Management Limited | RO | Asset management | 2019-05-07 | 2020-04-10 |
| Rep | Asset management | 2019-04-30 | 2019-05-07 |
| AIF Securities Limited | RO | Advising on futures contracts | 2018-12-07 | 2019-04-05 |
| RO | Dealing in futures contracts | 2018-12-07 | 2019-04-05 |
| RO | Dealing in securities | 2018-12-07 | 2019-04-05 |
| Amber Hill Asset Management Limited | RO | Advising on securities | 2018-12-07 | 2019-04-05 |
| RO | Asset management | 2018-12-07 | 2019-04-05 |
| AIF Securities Limited | Rep | Advising on futures contracts | 2018-10-12 | 2018-12-07 |
| Rep | Dealing in futures contracts | 2018-10-12 | 2018-12-07 |
| Rep | Dealing in securities | 2018-10-12 | 2018-12-07 |
| Amber Hill Asset Management Limited | Rep | Advising on securities | 2018-10-12 | 2018-12-07 |
| WING FUNG FUTURES LIMITED | RO | Dealing in futures contracts | 2018-05-30 | 2018-10-03 |
| WING FUNG SECURITIES LIMITED | RO | Advising on futures contracts | 2018-05-30 | 2018-10-03 |
| RO | Advising on securities | 2018-05-30 | 2018-10-03 |
| RO | Dealing in securities | 2018-05-30 | 2018-10-03 |
| WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-10-10 | 2018-05-30 |
| WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2017-09-01 | 2018-05-30 |
| BIG BAY SECURITIES (HK) LIMITED | RO | Dealing in securities | 2017-01-27 | 2017-08-12 |
| MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-09-10 | 2016-11-21 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2015-09-10 | 2016-11-21 |
| Rep | Dealing in securities | 2015-05-13 | 2016-11-21 |
| GOLDENWAY SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2013-11-20 | 2015-02-11 |
| Rep | Dealing in securities | 2010-05-19 | 2013-11-20 |
| CEPA ALLIANCE SECURITIES LIMITED | Rep | Dealing in securities | 2005-07-19 | 2010-05-14 |