| SHACOM FUTURES LIMITED | RO | Advising on futures contracts | 2024-09-20 | - |
| RO | Dealing in futures contracts | 2024-09-20 | - |
| Shacom Securities Limited | RO | Advising on securities | 2024-09-20 | - |
| RO | Dealing in securities | 2024-09-20 | - |
| SR Wealth Securities Limited | RO | Asset management | 2022-05-20 | 2024-02-28 |
| RO | Dealing in futures contracts | 2021-11-18 | 2024-02-28 |
| RO | Advising on securities | 2020-02-18 | 2024-02-28 |
| RO | Dealing in securities | 2020-02-18 | 2024-02-28 |
| Rep | Advising on securities | 2019-12-23 | 2020-02-18 |
| Rep | Dealing in securities | 2019-12-23 | 2020-02-18 |
| Major Asset Management Limited | RO | Advising on securities | 2018-08-29 | 2019-12-04 |
| RO | Asset management | 2018-08-29 | 2019-12-04 |
| RO | Dealing in securities | 2018-08-29 | 2019-12-04 |
| Goldin Equities Limited | RO | Dealing in futures contracts | 2011-09-01 | 2016-06-06 |
| RO | Dealing in securities | 2011-09-01 | 2016-06-06 |
| Rep | Dealing in futures contracts | 2010-04-12 | 2011-09-01 |
| Rep | Dealing in securities | 2010-04-12 | 2011-09-01 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-10-09 | 2010-04-02 |
| Rep | Dealing in securities | 2009-10-09 | 2010-04-02 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-01-29 | 2009-10-04 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-01-29 | 2009-10-04 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-10-19 | 2006-10-26 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-10-19 | 2006-10-26 |
| Rep | Leveraged foreign exchange trading | 2005-10-19 | 2006-10-26 |
| CELESTIAL SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2004-11-15 | 2005-07-07 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-04-27 | 2005-07-07 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-04-27 | 2005-07-07 |