Personnel Hong Kong SFC License Details (ID 80612)

Personnel Hong Kong SFC License Details (ID 80612)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CARLYON CAPITAL LIMITED	RO	Advising on corporate finance	2026-05-12	-
MESSIS CAPITAL LIMITED	RO	Advising on corporate finance	2024-01-03	2026-04-23
	Rep	Dealing in securities	2023-11-14	2026-04-23
	Rep	Advising on corporate finance	2023-10-31	2024-01-03
JW CAPITAL SECURITIES LIMITED	RO	Advising on corporate finance	2021-03-05	2023-09-30
MESSIS CAPITAL LIMITED	RO	Advising on corporate finance	2017-02-15	2021-02-26
	Rep	Dealing in securities	2017-02-15	2021-02-26
	Rep	Advising on corporate finance	2014-12-01	2017-02-15
Goldin Financial Limited	Rep	Advising on corporate finance	2010-08-25	2014-11-21