| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | RO | Advising on corporate finance | 2011-08-26 | - |
| RO | Dealing in securities | 2011-08-26 | - | |
| Rep | Advising on corporate finance | 2007-07-23 | 2011-08-26 | |
| Rep | Dealing in securities | 2007-07-23 | 2011-08-26 | |
| UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-06-25 |
| Rep | Advising on securities | 2003-04-01 | 2003-06-25 | |
| Rep | Asset management | 2003-04-01 | 2003-06-25 |
No HKMA registrations in the collected records.