Personnel Hong Kong SFC License Details (ID 80627)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	RO	Advising on corporate finance	2011-08-26	-
	RO	Dealing in securities	2011-08-26	-
	Rep	Advising on corporate finance	2007-07-23	2011-08-26
	Rep	Dealing in securities	2007-07-23	2011-08-26
UBS SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-06-25
	Rep	Advising on securities	2003-04-01	2003-06-25
	Rep	Asset management	2003-04-01	2003-06-25