Personnel Hong Kong SFC License Details (ID 80632)

Personnel Hong Kong SFC License Details (ID 80632)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	RO	Advising on corporate finance	2005-02-01	2014-03-01
	RO	Dealing in securities	2005-02-01	2014-03-01
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	RO	Advising on corporate finance	2005-02-01	2008-04-10
	RO	Dealing in securities	2005-02-01	2008-04-10
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2004-11-29	2005-02-01
	Rep	Dealing in securities	2004-11-29	2005-02-01
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Advising on corporate finance	2004-11-29	2005-02-01
	Rep	Dealing in securities	2004-11-29	2005-02-01