Personnel Hong Kong SFC License Details (ID 80646)

Personnel Hong Kong SFC License Details (ID 80646)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	RO	Dealing in securities	2008-07-03	2013-11-30
GOLDMAN SACHS FUTURES (ASIA) LIMITED	RO	Dealing in futures contracts	2008-07-03	2013-11-30
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	-	2004-10-12
	Rep	Advising on securities	-	2004-10-12
	Rep	Asset management	-	2004-10-12
	Rep	Dealing in securities	-	2008-07-03
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-10-12
	Rep	Advising on securities	-	2004-10-12
	Rep	Asset management	-	2004-10-12
	Rep	Dealing in securities	-	2004-10-12
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	-	2004-10-12
	Rep	Asset management	-	2004-10-12
	Rep	Dealing in futures contracts	-	2008-07-03