Webb-site Legacy

Maliah, Raghav

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2011-06-01	-
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	RO	Advising on corporate finance	2011-06-01	2011-08-26
GOLDMAN SACHS (ASIA) L.L.C.	RO	Advising on corporate finance	2008-05-27	-
	Rep	Advising on securities	2003-04-01	2004-10-12
	Rep	Asset management	2003-04-01	2004-10-12
	Rep	Dealing in securities	2003-04-01	2008-03-31
	Rep	Advising on corporate finance	2003-04-01	2008-05-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.