Personnel Hong Kong SFC License Details (ID 80664)

Personnel Hong Kong SFC License Details (ID 80664)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Elezeno Capital Limited	RO	Asset management	2015-03-18	2020-03-05
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2009-05-27	2012-09-11
GOLDMAN SACHS (ASIA) L.L.C.	RO	Dealing in securities	2008-12-08	2012-09-11
GOLDMAN SACHS FUTURES (ASIA) LIMITED	RO	Dealing in futures contracts	2008-12-08	2009-05-27
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2007-11-15	2008-12-08
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2007-11-15	2008-12-08