Personnel Hong Kong SFC License Details (ID 80669)

Personnel Hong Kong SFC License Details (ID 80669)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2012-02-06	2013-01-01
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Advising on securities	2012-02-06	2013-01-01
	Rep	Dealing in securities	2012-02-06	2013-01-01
	RO	Advising on securities	2008-07-11	2012-02-06
	RO	Dealing in securities	2008-07-11	2012-02-06
GOLDMAN SACHS (ASIA) L.L.C.	RO	Dealing in securities	2007-03-19	2012-02-06
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2007-03-19	2013-01-01
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	-	2004-10-13
	Rep	Advising on securities	-	2004-10-13
	Rep	Asset management	-	2004-10-13
	Rep	Dealing in securities	-	2007-03-19