Personnel Hong Kong SFC License Details (ID 80675)

Personnel Hong Kong SFC License Details (ID 80675)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2012-09-04	2020-02-28
	Rep	Dealing in securities	2012-09-04	2020-02-28
	RO	Advising on securities	2008-01-29	2012-09-04
	RO	Dealing in securities	2008-01-29	2012-09-04
	Rep	Advising on securities	2007-06-10	2008-01-29
	Rep	Dealing in securities	2007-06-10	2008-01-29
	RO	Advising on securities	2006-11-01	2007-06-10
	RO	Dealing in securities	2006-11-01	2007-06-10
	Rep	Advising on securities	2006-09-20	2006-11-01
	Rep	Dealing in securities	2004-09-07	2006-11-01