Personnel Hong Kong SFC License Details (ID 80689)

Personnel Hong Kong SFC License Details (ID 80689)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2019-12-30	2023-12-06
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2011-07-06	2019-02-23
	Rep	Dealing in securities	2011-07-06	2019-02-23
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2008-09-24	2011-04-28
	Rep	Advising on corporate finance	2008-08-25	2011-04-28
	Rep	Advising on securities	2008-08-25	2011-04-28
ROTHSCHILD &AMP; CO HONG KONG LIMITED	Rep	Advising on corporate finance	2006-12-08	2008-06-26
	Rep	Advising on securities	2006-12-08	2008-06-26