| Augment Wealth Advisors Limited | RO | Advising on futures contracts | 2021-01-13 | - |
| RO | Advising on securities | 2021-01-13 | - |
| RO | Asset management | 2021-01-13 | - |
| RO | Dealing in futures contracts | 2021-01-13 | 2022-12-13 |
| RO | Dealing in securities | 2021-01-13 | 2022-12-13 |
| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2017-12-05 | 2019-12-31 |
| Pharo Management (HK) Limited | RO | Asset management | 2015-05-18 | 2017-09-22 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2008-05-22 | 2015-02-11 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-05-22 | 2015-02-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-06-07 | 2008-02-23 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-06-07 | 2008-02-23 |