Personnel Hong Kong SFC License Details (ID 80702)

Personnel Hong Kong SFC License Details (ID 80702)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Samena Capital Hong Kong Limited	RO	Advising on securities	2018-05-31	2018-11-05
	RO	Asset management	2018-05-31	2021-02-28
	Rep	Advising on securities	2017-09-19	2018-05-31
	Rep	Asset management	2017-09-19	2018-05-31
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2008-09-08	2016-02-27
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2008-09-08	2016-02-27
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-06-04	2008-06-24
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-06-04	2008-06-24
D. B. ZWIRN ASIA PARTNERS LIMITED	Rep	Advising on securities	2006-09-07	2007-04-23
	Rep	Dealing in securities	2006-09-07	2007-04-23