Personnel Hong Kong SFC License Details (ID 80718)

Personnel Hong Kong SFC License Details (ID 80718)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2019-11-01	2022-11-01
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2016-11-02	2022-11-01
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Asset management	2016-09-19	2022-11-01
	Rep	Dealing in securities	2016-09-19	2022-11-01
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2016-09-19	2016-10-06
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2011-12-12	2012-01-12
	Rep	Dealing in securities	2011-10-10	2011-12-10
	Rep	Dealing in securities	2011-07-08	2011-10-08