Personnel Hong Kong SFC License Details (ID 80722)

Personnel Hong Kong SFC License Details (ID 80722)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2020-05-25	2021-05-13
	Rep	Advising on corporate finance	2020-04-29	2021-05-13
	Rep	Dealing in securities	2020-04-29	2021-05-13
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2010-10-18	2020-02-13
	Rep	Dealing in securities	2010-10-18	2020-02-13
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2009-12-07	2010-08-24
	Rep	Advising on securities	2009-12-07	2010-08-24
	Rep	Dealing in securities	2009-12-07	2010-08-24