Personnel Hong Kong SFC License Details (ID 80730)

Personnel Hong Kong SFC License Details (ID 80730)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Goldman Sachs Asset Management (Hong Kong) Limited	Rep	Asset management	2016-09-15	2018-03-30
	Rep	Dealing in securities	2016-09-15	2018-03-30
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Asset management	2014-07-30	2017-04-01
	Rep	Advising on corporate finance	2010-10-28	2014-07-30
	Rep	Dealing in securities	2010-10-28	2017-04-01
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2010-04-29	2010-09-24
	Rep	Dealing in securities	2010-04-29	2010-09-24
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2004-03-18	2008-11-07
	Rep	Dealing in securities	2004-03-18	2008-11-07