| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KEC Capital Company Limited | RO | Advising on securities | 2024-12-10 | - |
| RO | Asset management | 2024-12-10 | - | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2017-01-20 | 2017-05-30 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2017-05-30 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2012-05-16 | 2017-05-30 |
| Rep | Dealing in securities | 2012-05-16 | 2017-05-30 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-05-16 | 2016-10-10 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-04-16 | 2011-10-21 |
No HKMA registrations in the collected records.