Chan, Yuen Yu (SFC:ARN138) 陳宛渝

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2021-07-14	-
	Rep	Dealing in securities	2021-07-14	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2009-11-11	2021-04-02
	Rep	Advising on corporate finance	2008-08-25	2008-12-10
	Rep	Dealing in securities	2008-08-25	2021-04-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2021-07-14	-
	Rep	Dealing in securities	2021-07-14	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2009-11-11	2021-04-02
	Rep	Advising on corporate finance	2008-08-25	2008-12-10
	Rep	Dealing in securities	2008-08-25	2021-04-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.