| HSBC SECURITIES BROKERS (ASIA) LIMITED | RO | Dealing in securities | 2018-09-03 | - |
| Rep | Dealing in securities | 2018-07-23 | 2018-09-03 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2017-07-15 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2016-09-27 | 2017-07-15 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2016-09-27 | 2016-10-10 |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | Dealing in securities | 2012-03-22 | 2016-09-27 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | RO | Advising on futures contracts | 2012-03-22 | 2016-09-27 |
| RO | Dealing in futures contracts | 2012-03-22 | 2016-09-27 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on futures contracts | 2011-06-08 | 2016-09-27 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2011-06-08 | 2012-03-22 |
| Rep | Dealing in futures contracts | 2008-09-01 | 2012-03-22 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2003-04-01 | 2004-10-14 |
| Rep | Advising on securities | 2003-04-01 | 2004-10-14 |
| Rep | Asset management | 2003-04-01 | 2004-10-14 |
| Rep | Dealing in securities | 2003-04-01 | 2012-03-22 |