Webb-site Legacy

Chang, Randy Chung-Hsia 張崇夏

SFC ID:AFV847

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2016-10-11	2019-06-12
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2014-07-14	2016-10-10
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2010-07-05	2019-06-12
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2009-12-30	2010-05-21
	Rep	Advising on corporate finance	2008-10-10	2010-05-21
	Rep	Dealing in securities	2008-10-10	2010-05-21
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2007-08-30	2008-09-29
	Rep	Dealing in securities	2007-08-30	2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2007-08-30	2008-09-29