Personnel Hong Kong SFC License Details (ID 80766)

Personnel Hong Kong SFC License Details (ID 80766)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	RO	Dealing in futures contracts	2018-09-11	2022-03-31
	RO	Dealing in securities	2018-09-11	2022-03-31
Credit Suisse Securities (Hong Kong) Limited	RO	Dealing in securities	2018-09-11	2022-03-31
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2018-06-05	2018-09-11
	Rep	Dealing in securities	2018-06-05	2018-09-11
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2018-06-05	2018-09-11
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	2018-01-08
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2012-06-13	2013-07-24
	Rep	Dealing in securities	2012-06-13	2018-01-08
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2012-06-13	2018-01-08
	Rep	Dealing in securities	2012-06-13	2018-01-08
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2006-09-19	2012-03-16
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in securities	2006-09-19	2012-03-16
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2006-09-19	2012-03-16