Personnel Hong Kong SFC License Details (ID 80767)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2013-09-05	2014-03-13
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2013-09-05	2014-03-13
	Rep	Dealing in securities	2013-09-05	2018-09-04
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2011-04-13	2013-08-01