Personnel Hong Kong SFC License Details (ID 80795)

Personnel Hong Kong SFC License Details (ID 80795)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2012-11-28	2013-05-16
	Rep	Asset management	2012-11-28	2013-05-16
	Rep	Dealing in securities	2012-11-28	2013-05-16
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2012-08-03	2013-05-16
	Rep	Asset management	2012-08-03	2013-05-16
	Rep	Dealing in securities	2012-08-03	2013-05-16
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Providing automated trading services	2009-10-28	2012-06-30
	Rep	Dealing in securities	2009-10-28	2012-06-30
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2009-10-28	2012-06-30