| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| StoneX Financial (HK) Limited | RO | Dealing in securities | 2025-11-07 | - |
| Rep | Dealing in securities | 2024-10-29 | 2025-11-07 | |
| Amherst Pierpont International Limited | RO | Advising on securities | 2022-01-12 | 2022-12-11 |
| RO | Dealing in securities | 2022-01-12 | 2022-12-11 | |
| Rep | Advising on securities | 2016-11-15 | 2022-01-12 | |
| Rep | Dealing in securities | 2016-11-15 | 2022-01-12 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2014-12-11 | 2016-09-14 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2011-04-19 | 2014-09-09 |
No HKMA registrations in the collected records.