Personnel Hong Kong SFC License Details (ID 80818)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2012-05-02	2013-01-03
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2011-05-17	2013-01-03
ICEA SECURITIES ASIA LIMITED	RO	Advising on securities	2003-07-29	2006-05-15
	Rep	Advising on corporate finance	-	2003-06-05
	Rep	Asset management	-	2003-06-05
	Rep	Dealing in securities	-	2003-06-05
	Rep	Advising on securities	-	2003-07-29