Personnel Hong Kong SFC License Details (ID 80824)

Personnel Hong Kong SFC License Details (ID 80824)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	RO	Advising on corporate finance	2021-09-01	-
oOo Securities (HK) Group Limited	RO	Advising on corporate finance	2020-09-16	2021-08-27
	RO	Advising on securities	2020-09-16	2021-08-27
	RO	Dealing in securities	2020-09-16	2021-08-27
	Rep	Advising on corporate finance	2020-01-30	2020-09-16
DEUTSCHE SECURITIES ASIA LIMITED	RO	Advising on corporate finance	2017-04-26	2019-10-21
	Rep	Advising on corporate finance	2016-11-10	2017-04-26
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2004-09-13	2016-11-03
	Rep	Dealing in securities	2004-09-13	2016-11-03