| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2017-07-22 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-05-02 | 2016-10-10 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2011-06-03 | 2017-07-22 |
| Rep | Dealing in securities | 2010-02-12 | 2017-07-22 |
| Rep | Advising on corporate finance | - | 2004-10-14 |
| Rep | Advising on securities | - | 2004-10-14 |
| Rep | Asset management | - | 2004-10-14 |
| Rep | Dealing in securities | - | 2008-11-26 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | - | 2004-10-14 |
| Rep | Asset management | - | 2004-10-14 |
| Rep | Dealing in futures contracts | - | 2008-11-26 |