Personnel Hong Kong SFC License Details (ID 80827)

Personnel Hong Kong SFC License Details (ID 80827)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pamalican Asset Management Limited	Rep	Asset management	2024-12-03	2026-01-31
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2021-10-28	2022-03-11
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2021-10-28	2022-03-11
	Rep	Dealing in securities	2021-10-28	2022-03-11
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2016-07-15	2021-07-23
	Rep	Dealing in securities	2016-07-15	2021-07-23
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2016-07-15	2021-07-23
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Providing automated trading services	2014-07-08	2016-05-05
	Rep	Dealing in securities	2012-04-27	2016-05-05
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2011-05-20	2016-05-05
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2011-05-20	2016-05-05