| BARCLAYS CAPITAL ASIA LIMITED | RO | Dealing in futures contracts | 2015-08-06 | 2016-07-29 |
| RO | Dealing in securities | 2015-08-06 | 2016-07-29 |
| Rep | Dealing in futures contracts | 2014-11-25 | 2015-08-06 |
| Rep | Dealing in securities | 2014-11-25 | 2015-08-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2012-06-01 | 2014-09-06 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2012-06-01 | 2014-09-06 |
| Rep | Dealing in securities | 2012-06-01 | 2014-09-06 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on futures contracts | 2011-06-22 | 2012-02-25 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2011-06-22 | 2012-02-25 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-10-29 | 2012-02-25 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2010-10-29 | 2012-02-25 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-10-29 | 2012-02-25 |