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Deng, Lisa Li Hong Kong SFC License Details (ID 80848)
Deng, Lisa Li
SFC ID:
ATX277
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
GOLDMAN SACHS (ASIA) L.L.C.
Rep
Advising on securities
2011-07-15
2016-03-19
Rep
Dealing in securities
2011-07-15
2016-03-19
MACQUARIE CAPITAL LIMITED
Rep
Advising on securities
2009-10-07
2011-06-01