| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Prudence Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2020-05-28 | - |
| Rep | Asset management | 2020-05-28 | - | |
| Rep | Dealing in securities | 2020-05-28 | 2021-04-16 | |
| Neo-Criterion Capital Limited | RO | Asset management | 2014-08-22 | 2015-10-16 |
| Rep | Asset management | 2014-05-19 | 2014-08-22 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2004-09-21 | 2011-09-24 |
| Rep | Dealing in securities | 2004-09-21 | 2011-09-24 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-09-04 |
| Rep | Advising on securities | 2003-04-01 | 2004-09-04 | |
| Rep | Asset management | 2003-04-01 | 2004-09-04 |
No HKMA registrations in the collected records.