Personnel Hong Kong SFC License Details (ID 80871)

Personnel Hong Kong SFC License Details (ID 80871)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2018-10-03	2023-05-18
	Rep	Dealing in securities	2018-10-03	2023-05-18
Goldman Sachs Asset Management (Hong Kong) Limited	Rep	Asset management	2016-08-04	2018-10-04
	Rep	Dealing in securities	2016-08-04	2018-10-04
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Asset management	2015-05-04	2017-04-01
	Rep	Advising on securities	2010-05-28	2015-05-04
	Rep	Dealing in securities	2010-05-28	2017-04-01
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2009-10-12	2010-04-20
	Rep	Dealing in securities	2009-10-12	2010-04-20