Personnel Hong Kong SFC License Details (ID 80874)

Personnel Hong Kong SFC License Details (ID 80874)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	RO	Advising on securities	2021-05-06	2022-04-21
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	RO	Providing automated trading services	2016-10-11	2022-04-21
	RO	Dealing in futures contracts	2016-10-11	2022-04-21
	RO	Dealing in securities	2016-10-11	2022-04-21
	RO	Providing automated trading services	2013-07-11	2016-10-10
GOLDMAN SACHS (ASIA) L.L.C.	RO	Dealing in securities	2013-03-27	2022-04-21
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	RO	Dealing in securities	2013-03-27	2016-10-10
GOLDMAN SACHS FUTURES (ASIA) LIMITED	RO	Dealing in futures contracts	2013-03-27	2016-10-10
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2009-06-12	2013-03-27
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2009-06-12	2013-03-27