Personnel Hong Kong SFC License Details (ID 80905)

Personnel Hong Kong SFC License Details (ID 80905)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pamalican Asset Management Limited	RO	Asset management	2024-08-02	-
GOLDMAN SACHS (ASIA) L.L.C.	RO	Dealing in securities	2020-11-23	2021-10-09
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	RO	Dealing in securities	2020-11-23	2021-10-09
	Rep	Dealing in securities	2016-10-11	2020-11-23
	Rep	Providing automated trading services	2016-10-11	2021-10-09
	Rep	Dealing in futures contracts	2016-10-11	2021-10-09
	Rep	Providing automated trading services	2014-07-08	2016-10-10
	Rep	Dealing in securities	2012-04-27	2016-10-10
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Providing automated trading services	2009-02-20	2014-10-10
	Rep	Dealing in securities	2007-06-27	2020-11-23
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2007-06-27	2016-10-10