Personnel Hong Kong SFC License Details (ID 80931)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Asset management	2011-06-08	2012-03-30
	Rep	Dealing in securities	2010-12-07	2012-03-30
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Leveraged foreign exchange trading	2009-01-20	2010-09-08
Rakuten Securities Hong Kong Limited	Rep	Leveraged foreign exchange trading	2004-12-29	2007-03-28