Personnel Hong Kong SFC License Details (ID 80935)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2006-09-04	2023-01-12
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2003-10-16	2006-05-12
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	-	2003-10-15
	Rep	Advising on securities	-	2003-10-15
	Rep	Asset management	-	2003-10-15
	Rep	Providing automated trading services	-	2003-10-15
	Rep	Dealing in securities	-	2006-05-12