Personnel Hong Kong SFC License Details (ID 80945)

Personnel Hong Kong SFC License Details (ID 80945)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2026-05-12	-
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2026-05-12	-
	Rep	Dealing in securities	2026-05-12	-
SG SECURITIES (HK) LIMITED	Rep	Dealing in futures contracts	2018-09-06	2025-07-04
	Rep	Dealing in securities	2018-06-05	2025-07-04
CSOP Asset Management Limited	RO	Dealing in securities	2017-10-30	2018-04-27
	Rep	Dealing in securities	2016-12-22	2017-10-30
	Rep	Advising on securities	2016-12-22	2018-04-27
	Rep	Asset management	2016-12-22	2018-04-27
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2009-08-14	2016-07-13
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2009-08-14	2016-07-13