| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2026-05-12 | - |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2026-05-12 | - |
| Rep | Dealing in securities | 2026-05-12 | - | |
| SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2018-09-06 | 2025-07-04 |
| Rep | Dealing in securities | 2018-06-05 | 2025-07-04 | |
| CSOP Asset Management Limited | RO | Dealing in securities | 2017-10-30 | 2018-04-27 |
| Rep | Dealing in securities | 2016-12-22 | 2017-10-30 | |
| Rep | Advising on securities | 2016-12-22 | 2018-04-27 | |
| Rep | Asset management | 2016-12-22 | 2018-04-27 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2009-08-14 | 2016-07-13 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-08-14 | 2016-07-13 |
No HKMA registrations in the collected records.