Personnel SFC Licences and HKMA Registrations (ID 80949)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Dealing in securities	2025-11-20	-
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2012-04-24	2015-10-06
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Asset management	2011-06-08	2015-10-06
	Rep	Dealing in securities	2008-07-31	2015-10-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.