Personnel SFC Licences and HKMA Registrations (ID 80960)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Corporate Finance (Hong Kong) Limited	RO	Advising on corporate finance	2018-08-24	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2003-10-23	2017-07-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.