Personnel Hong Kong SFC License Details (ID 80962)

Personnel Hong Kong SFC License Details (ID 80962)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2023-08-31	2025-08-31
Morgan Stanley Asia Limited	RO	Dealing in securities	2020-01-14	2023-05-17
Morgan Stanley Hong Kong Securities Limited	RO	Dealing in futures contracts	2020-01-14	2023-05-17
Morgan Stanley Asia Limited	Rep	Dealing in securities	2016-11-01	2020-01-14
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2016-11-01	2020-01-14
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2011-08-23	2016-08-03
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2011-08-23	2016-08-03