Webb-site Legacy

Kekke, Shuya 結解秀哉

SFC ID:ATI096

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	RO	Advising on futures contracts	2014-01-21	2014-07-31
	RO	Advising on securities	2014-01-21	2014-07-31
	RO	Providing automated trading services	2014-01-21	2014-07-31
	RO	Dealing in futures contracts	2014-01-21	2014-07-31
	RO	Dealing in securities	2014-01-21	2014-07-31
	Rep	Advising on futures contracts	2013-09-09	2014-01-21
	Rep	Advising on securities	2013-09-09	2014-01-21
	Rep	Providing automated trading services	2013-09-09	2014-01-21
	Rep	Dealing in futures contracts	2013-09-09	2014-01-21
	Rep	Dealing in securities	2013-09-09	2014-01-21
GOLDMAN SACHS (ASIA) L.L.C.	RO	Dealing in securities	2012-09-13	2013-03-29
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	RO	Dealing in securities	2012-09-13	2013-03-29
GOLDMAN SACHS FUTURES (ASIA) LIMITED	RO	Dealing in futures contracts	2012-09-13	2013-03-29
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2009-07-27	2012-09-13
	Rep	Providing automated trading services	2009-07-27	2013-03-29
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2009-07-27	2012-09-13