Personnel Hong Kong SFC License Details (ID 80978)

Personnel Hong Kong SFC License Details (ID 80978)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2014-08-25	2015-11-23
	Rep	Dealing in securities	2014-08-25	2015-11-23
	Rep	Advising on futures contracts	2014-08-25	2019-03-31
	Rep	Dealing in futures contracts	2014-08-25	2019-03-31
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2008-05-08	2014-05-27
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2008-05-08	2014-05-27
Citadel Asia Limited	Rep	Asset management	2006-09-15	2008-03-28