Personnel Hong Kong SFC License Details (ID 80998)

Personnel Hong Kong SFC License Details (ID 80998)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Providing automated trading services	2014-07-08	2016-03-19
	Rep	Dealing in securities	2010-04-08	2016-03-19
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2010-04-08	2016-03-19
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on futures contracts	2004-10-05	2010-03-01
	Rep	Advising on corporate finance	-	2004-09-28
	Rep	Asset management	-	2004-09-28
	Rep	Advising on securities	-	2010-03-01
	Rep	Dealing in securities	-	2016-03-19