Personnel Hong Kong SFC License Details (ID 81006)

Personnel Hong Kong SFC License Details (ID 81006)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VELBRIDGE ASSET MANAGEMENT LIMITED	Rep	Asset management	2024-01-25	2025-03-07
FRANKLIN TEMPLETON ASIA PACIFIC ALTERNATIVES LIMITED	Rep	Asset management	2022-10-05	2023-04-28
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Dealing in securities	2022-07-01	2022-10-20
	Rep	Dealing in securities	2022-03-24	2022-06-30
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in securities	2012-05-08	2014-03-18
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2010-11-16	2014-03-18
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2010-11-16	2014-03-18