Personnel Hong Kong SFC License Details (ID 81016)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2019-01-16	2019-01-24
	Rep	Advising on securities	2018-04-23	2018-04-27
	Rep	Advising on securities	2017-11-22	2017-12-13
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2008-11-06	2015-11-17
	Rep	Dealing in securities	2008-11-06	2015-11-17